http://www.icmacentre.ac.uk/ MSc Capital Markets, Regulation and Compliance Global financial services and capital markets industries are becoming more complex and sophisticated. Today, recruitment in the capital markets regulation and compliance areas is at an all time high. This is due to the growing pressure for businesses to comply with new and existing European, US and international [...]

http://www.londonmet.ac.uk/lfa/regulation/$-courses.cfm?cat=REG&subj=REG Regulation and Compliance The Financial Services Authority’s Regulatory Regime ONE DAY 9.30-17.00 £175 The shadow of the FSA looms large over virtually every aspect of UK financial services in general & the City of London in particular. The objective of this course is to provide a broad overview of how the FSA operates and [...]

http://www.sii.org.uk Diploma in Investment Compliance Aims of the Diploma in Investment Compliance The aims of the Diploma in Investment Compliance are: Module 1 – Introduction to Securities & Investment To provide candidates’ with an understanding of the role of the financial services industry in the UK economy, the regulatory background to the industry, the principle [...]